Bank of America’s securities unit last week agreed to pay a record $10 million penalty to the Securities and Exchange Commission for record-keeping violations and failing to produce documents – in ...

Corporate management today is understandably afraid of destroying documents, thanks to the Sarbanes-Oxley Act and recent decisions saddling corporations with huge fines and sanctions for failing to ...

The financial crisis on Wall Street has prompted numerous investigations into the lending practices of financial services firms, and they all have a similar focus: Who knew what, and when did they ...

Interested in writing for CW? Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.

Interested in writing for CW? Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.

The University at Buffalo (UB, university) requires retention of university records, regardless of format, for specific periods of time in accordance with federal, state, and other legal and ...

- Credit union improves internal processes while mitigating legal risk - CLEVELAND, March 4 /PRNewswire/ -- Hyland Software Inc., developer ofthe OnBase(R) enterprise content management suite, ...

Before electronic medical records (EMRs) digitized patient charts, physicians often ran out of physical storage space and had to destroy specific records. However, even the best medical software has ...

EMC Corp. last week announced a specialized version of its Centera fixed-data disk array for financial services firms and other companies that need to comply with new regulations on retaining e-mail ...

HOUSTON, Oct. 17, 2022 /PRNewswire/ -- Gimmal, the market's only end-to-end information governance platform, is pleased to announce its partnership with Access, the world's largest independent ...